Pneumococcal vaccine in patients with idiopathic juvenile arthritis in treatment with tumor necrosis factor inhibitors

Javiera Berhoa, María-Paulina Monsalveza, Jorge Rojasa, Jaime Inostrozab, Arnoldo Quezadaa, c*

aDepartment of Paediatrics, School of Medicine, University of Chile, Santiago de Chile, Chile

bClinical Laboratory, University of La Frontera, Jeffrey Modell Centre, Temuco, Chile

cPaediatric Rheumatology International Trials Organization (PRINTO), Genova, Italy


Introduction: Juvenile idiopathic arthritis (JIA) is the most common rheumatological disease of childhood. The therapy with tumor necrosis factor (TNF) inhibitors (TNFi) in JIA patients has demonstrated efficacy and safety. The most reported adverse event is the high susceptibility to infections. Preventive vaccination helps to decrease these risks. The information on response to vaccines in JIA patients having treatment with anti-TNF is limited.

Objectives: To evaluate the response to pneumococcal vaccine in JIA patients undergoing treatment with mAb.

Materials and methods Analytical observational mixed cohort study. Data obtained from the clinical records of an immunorheumatology polyclinic of a metropolitan hospital in Santiago (Chile). Treatments, pneumococcal vaccine schedules, immunological laboratory, and measurement of specific antibodies against 10 pneumococcal serotypes were recorded.

Results: Nineteen patients were included; average age was 13.8 years; and average evolution time of the disease was 46.2 months. Adalimumab (Humira®) was indicated in case of 13 patients (68.4%) and etanercept (Enbrel®) to 6 (31.5%). The most indicated scheme was a dose of 13-valent pneumococcal conjugate vaccine (PCV13) followed at 8 weeks by a dose of pneumococcal polysaccharide vaccine (PPSV23) in nine (47.3%) patients. Seventeen (89.4%) patients were on immunosuppressive treatment at the time of vaccination. Only one patient did not meet the criteria for response to vaccine.

Conclusions: The pneumococcal vaccine induces protective levels of serum antibodies in JIA patients undergoing TNFi treatment. The vaccination schedule and the lymphocyte count could influence the response capacity.

Key words: adalimumab, etanercept, immunosuppressive drugs, juvenile idiopathic arthritis, monoclonal antibodies, pneumococcal vaccine

*Corresponding author: Arnoldo Quezada. Department of Paediatrics, School of Medicine, University of Chile, Santiago de Chile, Chile. E-mail: [email protected]

Received 13 October 2020; Accepted 9 November 2020; Available online 1 July 2021

DOI: 10.15586/aei.v49i4.203

Copyright: Berho J et al.
License: This open access article is licensed under Creative Commons Attribution 4.0 International (CC BY 4.0). http://creativecommons.org/licenses/by/4.0/


Juvenile idiopathic arthritis (JIA) is the most prevalent rheumatological disease of childhood.1 Genetic and environmental factors are involved in the pathogenesis of this heterogeneous and multifactorial autoimmune disease.2 The International League of Associations for Rheumatology (ILAR) has defined JIA subtypes on the basis of clinical characteristics during the first 6 months of the disease, the number of affected joints, the presence of extra-articular manifestations, and rheumatoid factor (RF). The current classification includes seven subgroups (systemic, oligoarticular, polyarticular with negative or positive RF, associated with enthesitis, associated with psoriasis, and undifferentiated arthritis).3 The treatment plan for JIA includes education of the patient, their family, and their school environment, pharmacological treatment with non-steroidal anti-inflammatory drugs (NSAIDs), glucocorticoids (intra-articular and systemic), and disease-modifying antirheumatic drugs (DMARDs). In the event of failure, the use of monoclonal antibodies (mAbs) is considered.4

The mAbs against some cytokines or their receptors have been used to restore, stimulate, or reduce the immune response of the host, and its use in JIA has shown efficacy and safety, has reduced morbidity, and improved the quality of life of these patients. Although mAbs can modify the course of JIA interacting with the host’s immune system and altering its response capacity, they are also capable of inducing immunosuppression.5 By themselves or in conjunction with the concomitant use of other immunosuppressive agents, such as glucocorticoids and methotrexate (MTX), together with the underlying inflammatory disease, they may contribute to an increased risk of infections.6 Infections associated with the use of mAbs have been studied widely, concluding that there is an increased risk of viral and bacterial infections, especially by mycobacteria, with the use of tumor necrosis factor-alpha (TNF-α) inhibitors (TNFi). Less evidence exists for the increased risk of fungal infections and other intracellular microorganisms.7,8 Lymphopenia less than 600/mL, even more less than 250 CD4 T lymphocytes (LT)/mL, and treatment with glucocorticoids in doses of more than 10 mg of prednisolone or its equivalent per day, are more frequently associated with infections.9 JIA patients, because of immunosuppression, are at increased risk of reactivation of tuberculosis, chickenpox, and infections by capsulated bacteria.10 Preventive vaccination helps to decrease these aforementioned risks.11

Various publications have demonstrated the safety and efficacy of different vaccines in patients with rheumatological diseases, in spite of the use of immunosuppressants.1215 However, vaccination in special situations is an undervalued issue.13,14 Vaccines may not induce adequate immune response, especially the pneumococcal and influenza vaccines, in patients with drug immunosuppression.14,16 In paediatric cases the investigation is much less,17,18 and the information on response to vaccines in patients with JIA having TNFi treatment is limited.

Streptococcus pneumoniae (pneumococcus) has a capsule composed of a complex of polysaccharides that represents its main virulence factor and interferes with phagocytosis of neutrophils and macrophages. The highest incidence of invasive pneumococcal disease occurs in children aged less than 2 years and are in risk groups, in which are immunosuppressed patients.19,20 Available pneumococcal vaccines include polysaccharides and conjugates. Among the pneumococcal polysaccharide vaccines, Pneumococcal PolySaccharide Vaccine 23 valent (PPSV23) is an inactivated vaccine which includes 23 serotypes. PPSV23 vaccines have been shown to be effective in the prevention of invasive pneumococcal disease; however, their efficacy is lower in immunosuppressed patients.14,21 Among the pneumococcal conjugate vaccines (PCV), PCV10 and PCV13 are available. There are different vaccination schedules against pneumococcus recommended by the Centers for Disease Control and Prevention (CDC) for children having immunosuppressive treatment.2224 Evaluation of response to vaccines is not a routine practice in patients receiving immunosuppressive therapy.

The objective of this study was to evaluate response to pneumococcal vaccine in patients with JIA undergoing mAb treatment.


It was an analytical observational mixed cohort study, with data obtained from the clinical records of the immunorheumatology out-patients unit of the Exequiel González Cortés Hospital, Santiago de Chile, Chile. All registered JIA patients with an indication of mAb, who had received the available pneumococcal vaccine and who gave their informed consent, authorized by their legal guardian, were included in the study. Those patients who did not attend medical controls, or who had been transferred to another health center, or who did not give or withdraw their informed consent were excluded. To assess response to the vaccine, specific immunoglobulin G (IgG) antibodies (µg/mL) against 10 pneumococcal serotypes (1, 3, 4, 5, 6B, 9V, 14, 18C, 19, and 23F) were measured by the ELISA method. Subjects who had values higher than or equal to 1.3 μg/mL in 50% or more of the serotypes in children aged less than 6 years, and 70% or more of the serotypes in subjects aged 6 years or older were considered “responders”, otherwise they were classified as “non-responders”. In addition, the number of responding serotypes was recorded, with a value greater than or equal to 1.3 μg/mL for each of the patients, and the responder serotype was defined as obtaining a value greater than or equal to 1.3 μg/mL for each of the serotypes.25 Simultaneously, a complete blood count, immunoglobulins count, and complement were performed. Concomitant administration of methotrexate, systemic corticosteroids, and other immunosuppressive treatments was recorded.

Informed consent was obtained from the legal guardian of each patient, and the study was approved by the ethics committee of the local health service.

Statistical analysis

The variables were treated using Stata 13. For the dichotomous variables, the proportions were calculated over the total sample. For the nominal and ordinal variables, the proportions were calculated on the valid observations for each variable, which corresponded to the sum of the frequencies of each category of the variable.

Three types of correlation analysis were performed: between categorical variables, between continuous variables, and between categorical and continuous variables. Only bivariate analyses were applied due to the small sample size. Pearson’s χ2 test was applied to test the independence between categorical variables. The relationship between continuous variables was measured using Pearson’s correlation coefficient and a hypothesis test was applied on this parameter to each measurement. To analyze the relationship between continuous and dichotomous variables, the biserial point relationship was measured, considering a confidence level of 95%. A correlation analysis of variables was carried out to determine whether the demographics of the patients, the characteristics of the baseline JIA, the treatment, the vaccination schedules, and/or the laboratory could have influenced the response of specific antibodies against pneumococcus. The sample size only allowed bivariate analyses, and it was not possible to apply a multivariate regression model.


Twenty five patients controlled for JIA undergoing treatment with mAb were registered; four were excluded because they did not attend controls and two were excluded due to transfer to other health centers, and finally 19 patients were included for the analysis, with an average age of 13.8 years, and an average time of evolution of the disease being 46.2 months. Adalimumab (Humira®) was indicated in 13 cases (68.5%) and etanercept (Enbrel®) to six (31.5%) patients. Before starting the mAb, the pneumococcal vaccine was indicated. The most indicated scheme was a dose of 13-valent pneumococcal conjugate vaccine (PCV13, Prevenar-13®) followed at 8 weeks by a dose of pneumococcal polysaccharide vaccine (PPSV23, Pneumo-23®) to nine (47.3%) patients. A single dose of PPSV23 was administered to eight (42.2%) patients and PCV13 to two (10.5%) others. The mean time between the administration of the last dose of pneumococcal vaccine and the start of mAb was 3 months.

The leukocyte, lymphocyte, immunoglobulin, and complement counts were normal in all patients.

Seventeen (89.4%) patients were on immunosuppressive treatment at the time of vaccination. Sixteen (84.2%) received methotrexate (MTX), eight (42.1%) received prednisone, and seven (41.1%) of the 17 patients having MTX used prednisone concomitantly. No use of systemic glucocorticoids was recorded at the time of vaccination. Only one patient used other immunosuppressants, specifically sulfasalazine associated with azathioprine.

At the time of evaluation of the response to vaccination, all patients were receiving some immunosuppressive treatment, in addition to mAb. Eighteen (94.7%) received MTX and 10 (52.6%) received systemic glucocorticoids, including prednisone and methylprednisolone. Nine (50%) of the 18 MTX patients were concomitantly using systemic glucocorticoids.

Only one patient did not meet the criteria for responders to the vaccine, adjusted for age, corresponding to a female patient, without other comorbidities, with a polyarticular RF positive JIA undergoing treatment with MTX and systemic glucocorticoids at the time of single-dose PPSV23 vaccination. The study by serotypes showed a lower percentage of patients responding to serotypes 1 (S1) (n = 12, 63.1%), S3 (n = 14, 73.6%), and S4 (n = 13, 68.4%); 18 responded to other serotypes (94.7%) (Table 1).

Table 1 Results of specific antibodies against pneumococcus.

Respondersn (%) Non-respondersn (%)
Response to pneumococcal vaccine adjusted for age* 18 (94.7) 1 (5.2)
Serotype 1 12 (63.1) 7 (36.8)
Serotype 3 14 (73.6) 5 (26.3)
Serotype 4 13 (68.4) 6 (31.5)
Serotype 5 18 (94.7) 1 (5.2)
Serotype 6B 18 (94.7) 1 (5.2)
Serotype 9V 17 (89.4) 2 (10.5)
Serotype 14 19 (100) 0 (0)
Serotype 18C 18 (94.7) 1 (5.2)
Serotype 19F 19 (100) 0 (0)
Serotype 23F 18 (94.7) 1 (5.2)

*Response to age-adjusted pneumococcal vaccine: ≥1.3 μg/mL in ≥50% of serotypes in patients aged <6 years and ≥70% of serotypes in patients aged ≥6 years.

A significant correlation of the vaccination scheme with specific antibodies against serotype 5 (S5) (P = 0.011) was observed, highlighting that a single dose of PCV13 was the only scheme that presented cases without response to serotype 5, while the scheme of PCV13 followed by PPSV23 was the one that showed the highest number of responses (Table 2).

Table 2 Response of specific antibodies against serotype 5 (S5) according to the pneumococcal vaccination scheme.

Pneumococcal vaccination scheme Responders Non-responders Total
PCV13 + PPSV23 9 0 9
PPSV23 8 0 8
PCV13 1 1 2
TOTAL 18 1 19

Pearson χ2 = 8.9722; P = 0.011.

A significant correlation close to 5% was also identified between the lymphocyte count and the specific antibodies against serotype 4 (P = 0.054), showing a lower average number of lymphocytes (2344/µL) in non-responders, compared to responders (3535/µL), although not constituting lymphopenia. In spite of its lower level of significance, this correlation fulfilled all the assumptions of the applied tests as well as normal distribution and required variance.


TNFi is the treatment of choice in refractory oligoarticular and polyarticular JIA, and for early use in arthritis with enthesitis, etanercept being the first line of treatment, followed by adalimumab and infliximab, although the latter is used less widely.26,27 In our patients, adalimumab followed by etanercept was mainly indicated, and in case of failure it was decided to switch to the second TNFi with a good response.

In a systematic review published by Van Aalst et al.,16 it was concluded that in patients treated with immunosuppressants, the response to PCV and PPSV vaccines is altered, compared to controls, and that this response is lower for PCV than PPSV. When comparing patients treated with immunosuppressants versus those treated with TNFi, it was observed that the latter group had a more favorable response to vaccines.16

In paediatric patients, research is limited. In a study published by Aikawa et al.28 that included 17 JIA patients treated with TNFi (etanercept) in association with MTX, compared to 10 JIA patients with stable doses of MTX, both groups received a dose of PPV23, it was concluded that the therapy with TNFi did not appear to have an additional detrimental effect on the short- and long-term compared to MTX alone. In another study published by Farmaki et al.17, 63 children with different types of JIA were studied, 31 children received TNFi (etanercept or adalimumab) and MTX or cyclosporine with or without prednisone, and the control group of 32 children received only MTX or cyclosporine or a combination of both, with or without prednisone. All subjects were vaccinated with PCV7. On comparing the response in both groups, all participants achieved optimal levels of seroconversion; however, the group with TNFi reached lower levels than the control group.17 Current CDC recommendations indicate that patients aged 6–18 years on immunosuppressive treatment who have not received pneumococcal vaccine are administered one dose of PCV13, and one dose of PPSV23 is administered at 8 weeks after the PCV13 dose.24 It is suggested that the second dose of PPSV23 is administered at less than 5 years of its first dose, but other studies consider this second dose as unnecessary.29 Most of our patients received another regimen—either a single dose of PPSV23 or PCV13 due to its availability in the national public health system at the time of starting the mAb. Correlation analysis showed a favorable response with the different schemes used, except a statistically significant lower response to serotype 5 in case of vaccination with a single dose of PCV13.

The evaluation of the response to the pneumococcal vaccine in Chile is carried out by measuring IgG antibodies against 10 pneumococcal serotypes, and it is based on the percentage of serotypes that reach levels considered as protective. We evidenced 63–73% of patients responding to serotypes 1, 3, and 4, which is lower when compared to the rest of the serotypes in which more than 94% of patients responded. Farmaki et al. reported a significantly lower seroconversion against serotypes 4, 14, and 23F in patients with JIA treated with TNFi associated with DMARD, when compared with the control group treated only with DMARD.17 If TNFi affect vaccine response, the literature is controversial.12,14,16,17,21 In our study, the MTX and TNFi treatments did not significantly alter response to the vaccine.

Alterations in the immune system associated with the use of immunosuppressants could affect response to vaccines.15,22 In the present study, the use of MTX showed no difference in response to the vaccine. In parallel, the increased risk of infections associated with the use of glucocorticoids has been demonstrated widely, especially in lymphopenic patients, but there are no data regarding its role in response to pneumococcal vaccines.10,12

Patients receiving chronic immunosuppressive therapy with glucocorticoids and/or DMARDs can develop severe lymphopenia, involving all types of lymphocytes. A lymphopenia less than 600/mL, but even less than 250 CD4 LT/mL and treatment with glucocorticoids in doses of more than 10 mg of prednisolone or its equivalent per day are more frequently associated with infections.10,22

The lower lymphocyte count with a correlation of significance close to 5% and the response of specific antibodies to serotype 4 among non-responders in our study make it necessary to directly corroborate and/or assess response to pneumococcal vaccine in lymphopenic patients or those with low lymphocyte count below the cut-off point.

In order to avoid adverse effects of live vaccines and to obtain an optimal response from attenuated vaccines, it is recommended to administer them in the initial stages of the disease, when the degree of immunosuppression is minimal.5,12,30

Several publications have demonstrated the safety and efficacy of inactivated vaccines and protein components, such as hepatitis A and B, influenza, pneumococcus, meningococcus, haemophilus, poliomyelitis, and tetanus, in patients with rheumatological diseases, in spite of the use of immunosuppressants. However, it is of great importance to know that vaccines may not induce adequate immune response, especially the pneumococcal and influenza vaccines, in patients with pharmacological immunosuppression.12,15

The variability in response to the vaccine evidenced in our study could be attributed to several factors, including different vaccination schedules used due to their availability in the public health system, and the use of immunosuppressants at the time of vaccination.

A limitation of the study was its small sample size, which prevented the performance of a multivariate logistic regression.


The pneumococcal vaccine is indicated in JIA patients prior to the initiation of mAb. Currently, the response to immunizations is not routinely observed in this subgroup of patients. The evaluation of this response could provide valuable information to identify factors that are associated with seroconversion, to optimize vaccination schedules, and to improve protection against infections in more susceptible patients.

The present study showed that the antibody response conferred by the pneumococcal vaccine was satisfactory in JIA patients undergoing TNFi treatment, and identified some variables that could influence their response. The pneumococcal vaccine induced protective levels of serum antibodies in these JIA patients treated with TNFi. The vaccination schedule and the lymphocyte count could influence the response capacity.

Conflict of interest

The authors declare no conflicts of interest.


No specific funding was received to carry out this study.


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